Commissioning and Diagnostics Publications
Items are listed below in chronological order with the most recent reports first. Also check your local technical or engineering libraries to find these reports.
If you would like to receive a hardcopy of a report on this list, please contact our publications coordinator at the address below:
Maya Minamihara
Building Technologies Department
Lawrence Berkeley National Laboratory
Mail Stop 90R3111
Berkeley, CA 94720
(510) 486-6845
Fax: (510) 486-4089
email: mminamihara@lbl.gov
Please limit your hardcopy requests to no more than 5 publications.
Commissioning and Diagnostics-1335

LBNL-63248
Development of a Model Specification for Performance Monitoring Systems for Commercial Buildings
P. Haves, R.J. Hitchcock, K.L. Gillespie, M. Brook, C. Shockman, J.J. Deringer, K.L. Kinney
2006 ACEEE Summer Study on Energy Efficiency in Buildings
2006
Abstract: The paper describes the development of a model specification for performance monitoring systems for commercial buildings. The specification focuses on four key aspects of performance monitoring:
- performance metrics
- measurement system requirements
- data acquisition and archiving
- data visualization and reporting
The aim is to assist building owners in specifying the extensions to their control systems that are required to provide building operators with the information needed to operate their buildings more efficiently and to provide automated diagnostic tools with the information required to detect and diagnose faults and problems that degrade energy performance.
The paper reviews the potential benefits of performance monitoring, describes the specification guide and discusses briefly the ways in which it could be implemented. A prototype advanced visualization tool is also described, along with its application to performance monitoring. The paper concludes with a description of the ways in which the specification and the visualization tool are being disseminated and deployed.
Commissioning and Diagnostics-1271

LBNL-58648
A Semi-Automated Functional Test Data Analysis Tool
P. Xu, P. Haves, M. Kim
13th National Conference on Building Commissioning
2005
Abstract: The growing interest in commissioning is creating a demand that will increasingly be met by mechanical contractors and less experienced commissioning agents. They will need tools to help them perform commissioning effectively and efficiently. The widespread availability of standardized procedures, accessible in the field, will allow commissioning to be specified with greater certainty as to what will be delivered, enhancing the acceptance and credibility of commissioning. In response, a functional test data analysis tool is being developed to analyze the data collected during functional tests for air-handling units.
The functional test data analysis tool is designed to analyze test data, assess performance of the unit under test and identify the likely causes of the failure. The tool has a convenient user interface to facilitate manual entry of measurements made during a test. A graphical display shows the measured performance versus the expected performance, highlighting significant differences that indicate the unit is not able to pass the test. The tool is described as semi-automated because the measured data need to be entered manually, instead of being passed from the building control system automatically. However, the data analysis and visualization are fully automated. The tool is designed to be used by commissioning providers conducting functional tests as part of either new building commissioning or retro-commissioning, as well as building owners and operators interested in conducting routine tests periodically to check the performance of their HVAC systems.
Commissioning and Diagnostics-154

LBNL-56003
Developing a Next-Generation Community College Curriculum for Energy-Efficient High-Performance Building Operations
P. Crabtree, N. Kyriakopedi, E. Mills, P. Haves, R. Otto, M.A. Piette, P. Xu, R. Diamond, C. Frost, J. Deringer
2004 ACEEE Summer Study on Energy Efficiency in Buildings
2004
Abstract: The challenges of increased technological demands in today"s workplace require virtually all workers to develop higher-order cognitive skills including problem solving and systems thinking in order to be productive. Such habits of mind are viewed as particularly critical for success in the information-based workplace, which values reduced hierarchy, greater worker independence, teamwork, communications skills, non-routine problem solving, and understanding of complex systems. The need is particularly compelling in the buildings arena. To scope the problem, this paper presents the results of interviews and focus groups - conducted by Oakland California"s Peralta Community College District and Lawrence Berkeley National Laboratory - in which approximately 50 industry stakeholders discussed contemporary needs for building operator education at the community college level. Numerous gaps were identified between the education today received by building operators and technicians and current workplace needs. The participants concurred that many of the problems seen today in achieving and maintaining energy savings in buildings can be traced to inadequacies in building operation and lack of awareness and knowledge about how existing systems are to be used, monitored, and maintained. Participants and others we interviewed affirmed that while these issues are addressed in various graduate-level and continuing education programs, they are virtually absent at the community college level. Based on that assessment of industry needs, we present a new curriculum and innovative simulation-based learning tool to provide technicians with skills necessary to commission and operate high-performance buildings, with particular emphasis on energy efficiency and indoor environmental quality in the context of HVAC&R equipment and control systems.
Commissioning and Diagnostics-134

LBNL-55087
Machine to Machine (M2M) Technology in Demand Responsive Commercial Buildings
D.S. Watson, M.A. Piette, O. Sezgen, N. Motegi
2004 ACEEE Summer Study on Energy Efficiency in Buildings
2004
Abstract: Machine to Machine (M2M) is a term used to describe the technologies that enable computers, embedded processors, smart sensors, actuators and mobile devices to communicate with one another, take measurements and make decisions - often without human intervention. M2M technology was applied to five commercial buildings in a test. The goal was to reduce electric demand when a remote price signal rose above a predetermine price. In this system, a variable price signal was generated from a single source on the Internet and distributed using the meta-language, XML (Extensible Markup Language). Each of five commercial building sites monitored the common price signal and automatically shed site-specific electric loads when the price increased above predetermined thresholds. Other than price signal scheduling, which was set up in advance by the project researchers, the system was designed to operate without human intervention during the two-week test period. Although the buildings responded to the same price signal, the communication infrastructures used at each building were substantially different. This study provides an overview of the technologies used at each building site, the price generator/server, and each link in between. Network architecture, security, data visualization and site-specific system features are characterized.
The results of the test are discussed, including: functionality at each site, measurement and verification techniques, and feedback from energy managers and building operators. Lessons learned from the test and potential implications for widespread rollout are provided.
Commissioning and Diagnostics-129

LBNL-54986
An Evaluation of Savings and Measure Persistence from Retrocommissioning of Large Commercial Buildings
N.J. Bourassa, M.A. Piette, N. Motegi
2004 ACEEE Summer Study on Energy Efficiency in Buildings
2004
Abstract: Commercial building retrocommissioning activity has increased in recent years. LBNL recently conducted a study of 8 participants in Sacramento Municipal Utility District"s (SMUD) retrocommissioning program. We evaluated the persistence of energy savings and measure implementation, in an effort to identify and understand factors that affect the longevity of retrocommissioning benefits.
The LBNL analysis looked at whole-building energy and the retrocommissioning measure implementation status, incorporating elements from previous work by Texas A&M University and Portland Energy Conservation Inc. When possible, adjustments due to newly discovered major end uses, occupancy patterns and 2001 energy crisis responses were included in the whole-building energy analysis. The measure implementation analysis categorized each recommended measure and tracked the measures to their current operational status. Results showed a 59% implementation rate of recommended measures.
The whole-building energy analysis showed an aggregate electricity savings of approximately 10.5% in the second post-retrocommissioning year, diminishing to approximately 8% in the fourth year. Results also showed the 2001 energy crisis played a significant role in the post-retrocommissioning energy use at the candidate sites. When natural gas consumption was included in the analysis, savings were reduced slightly, showing the importance in considering interactive effects between cooling and heating systems. The cost effectiveness of retrocommissioning was very attractive at the sites studied. However, funding for retrocommissioning activities is still very constrained.
Commissioning and Diagnostics-128

LBNL-54985
Evaluation of Retrocommissioning Persistence in Large Commercial Buildings
N.J. Bourassa, M.A. Piette, N. Motegi
12th National Conference on Building Commissioning
2004
Abstract: Commercial Building Retrocommissioning activity has increased in recent years. This paper discusses LBNL"s recently conducted study of 8 participants in the Sacramento Municipal Utility District Retrocommissioning program. We evaluated the persistence of energy savings and measure implementation, in an effort to identify and understand factors that can improve the longevity of retrocommissioning benefits.
The LBNL analysis included a whole-building and measure status analysis, incorporating elements of previous work by Texas A&M University and Portland Energy Conservation Inc. Included in the energy analysis were whole building calculated energy savings and consideration of effects from the 2001 energy crisis. The measure persistence analysis examined each recommended measure and it"s current operational status. Results showed a 59% implementation rate of recommended measures. Some process findings were:
- Building engineers will tweak a measure that didn"t work, instead of reverting to the pre-retrocommissioning settings
- A majority of the implementation costs were absorbed into regular operation and maintenance budgets
- The most frequently reported down side was the large time demands on the building engineering staff. However, all respondents thought it was worth the price.
- All the sites said that retrocommissioning is beneficial to their operations, due to on-going training and continuous improvement of system specifications
- Approximately 65% of the peak retrocommissioning savings persisted beyond four years.
Commissioning and Diagnostics-131

LBNL-53476
Summary and Early Findings from a Second Generation Information Monitoring and Diagnostic System
M.A. Piette, S. Kinney, N. Bourassa, K. Kinney, C. Shockman
11th National Conference on Building Commissioning
2003
Abstract: Private sector commercial office buildings are challenging environments for energy efficiency projects. This challenge is related to the complexity of business environments that involve ownership, operation, and tenant relationships. This research project was developed to examine the environment for building operations and identify causes of inefficient use of energy related to technical and organizational issues. This paper discusses a second-generation Information Monitoring and Diagnostic System (IMDS) installed at a leased office building in Sacramento, California. The underlying principle of this project is that high quality building performance data can help show where energy is being used and how buildings systems actually perform. Such data are an important first step toward improving building energy efficiency. This project has demonstrated that the IMDS is valuable to the building operators at the Sacramento site. The building operators not only accept the technology, but it has become the core of their day-to-day building control concepts. One objective of this project was to evaluate the costs and benefits of the IMDS. The system cost about $0.70 per square foot, which includes the design, hardware, software, and installation, which is about 30% less than the previous IMDS in San Francisco. A number of operational problems have been identified with the IMDS.
Commissioning and Diagnostics-121

LBNL-54984
Evaluation of Persistence of Savings from SMUD Retrocommissioning Program
N.J. Bourassa, M.A. Piette, N. Motegi
2003
Abstract: Commercial building retrocommissioning activity has increased in recent years. Retrocommissioning is a process of identifying and implementing system improvements in existing buildings, with an emphasis on using low cost operation & maintenance tune-ups and diagnostic testing instead of capital intensive retrofits.
This report discusses a recent study of retrocommissioning persistence, conducted by LBNL for the Sacramento Municipal utility District (SMUD). The objective of this study was to examine a selection of the 17 buildings (prior to 2003) that participated in SMUD"s program and estimate the persistence of energy savings and measure implementation. The SMUD retrocommissioning program"s two primary goals are to reduce overall building energy consumption and guide the customer toward more far-reaching improvements and energy efficiency awareness.
The complete report contains the following documents:
- Executive Summary & Final Report
- Appendix A: Data Analysis Methodology Details
- Appendix B: Site-by-Site Energy Analysis Results
- Appendix C: Interview Notes - Raw Data
- Appendix D: Data Analysis Spreadsheet
The Report is organized in five sections. The Introduction describes retrocommissioning background, persistence of savings issues and previous related work. The Methodology section provides an overview of the data analysis procedures. The Results and Discussion sections highlight and interpret key findings. The Summary section provides conclusions and recommendations.
Commissioning and Diagnostics-90

LBNL-52510
Web-Based Energy Information Systems for Energy Management and Demand Response in Commercial Buildings
N. Motegi, M.A. Piette, S. Kinney, K. Herter
2003
Abstract: Energy Information Systems (EIS) for buildings are becoming widespread in the U.S., with more companies offering EIS products every year. As a result, customers are often overwhelmed by the quickly expanding portfolio of EIS feature and application options, which have not been clearly identified for consumers. The object of this report is to provide a technical overview of currently available EIS products. In particular, this report focuses on web-based EIS products for large commercial buildings, which allow data access and control capabilities over the Internet.
This project involved an extensive review of research and trade literature to understand the motivation for EIS technology development. This study also gathered information on currently commercialized EIS. This review is not an exhaustive analysis of all EIS products; rather, it is a technical framework and review of current products on the market.
This report summarizes key features available in today?s EIS, along with a categorization framework to understand the relationship between EIS, Energy Management and Control Systems (EMCSs), and similar technologies.
Commissioning and Diagnostics-150

LBNL-53526
Early Evaluation of a Second Generation Information Monitoring and Diagnostic System
M.A. Piette, S. Kinney, N. Bourassa, P. Xu, P. Haves, K. Kinney, C. Shockman
2002
Abstract: This report discusses a second-generation Information Monitoring and Diagnostic System (IMDS) installed at a leased office building in Sacramento, California. The report begins with a brief summary of the IMDS research at the previous building, followed by a discussion of the building selection process, the IMDS design and installation, recent use of the IMDS, costs and benefits, and fault detection and diagnostic research using the IMDS. A web site describes the IMDS in detail (see imds.lbl.gov).
This project is concerned with evaluating what an acceptable level of sensors, and data collection and visualization systems are needed to efficiently operate commercial office buildings. While sensors and monitoring systems are available with a broad spectrum of capabilities at varying costs, good engineering seeks efficiencies in determining optimal costs for procuring, installing, and use of such products. The IMDS used in this project incorporates standard components that are widely available. The operators at the building installed the IMDS with technical assistance from the research team. The purpose of having the operators install it was to bring to their attention the nuances and composition of the technology that full service engineering, installation, and set up often by outside vendors often obscure. The project is concerned with working with the building operations staff to determine the best products and installation techniques for a continuous monitoring system. To do this they must understand, as fully as possible, the underlying technology used in the monitoring system.
Commissioning and Diagnostics-80

LBNL-51068
Investigation of the Persistence of New Building Commissioning
A. Potter, H. Friedman, T. Haasl, D. Claridge
2002 ACEEE Summer Study on Energy Efficiency in Buildings
2002
Abstract: Commissioning is gaining increasing recognition as a cost-effective strategy for reducing commercial building energy use. Although the success and cost-effectiveness of commissioning projects depends on how well the benefits of commissioning persist over time, this aspect of commissioning is not well understood.
The persistence of commissioning was recently studied in a PIER research project involving ten buildings that were commissioned at building start-up at least two years ago. The researchers examined the commissioning reports, control algorithms, EMCS point measurements, and energy use data, and conducting operator and commissioning provider interviews to investigate the persistence of commissioning benefits. In addition, they conducted site visits in a sample of the buildings. A set of commissioning measures was selected for each building to compare the persistence of benefits. Persistence was measured both qualitatively through a discussion of occupant comfort and decreased maintenance and quantitatively through estimations of energy savings.
This paper reports the results of the study. The discussion includes how well the benefits of commissioning persisted over time, the reasons for declining performance and methods for improving persistence. The results provide valuable insight into how to estimate the persistence of commissioning - information central to the cost benefit analyses routinely performed for commissioning measures.
Commissioning and Diagnostics-75

LBNL-50738
From Design Through Operations-Results from New Construction Performance Contract and Beyond
N. Motegi, M.A. Piette, S. Wentworth
2002 ACEEE Summer Study on Energy Efficiency in Buildings
2002
Abstract: As part of the High Performance Commercial Building Systems program, LBNL has been working with the City of Oakland to understand the ongoing performance of the Oakland Administration Buildings. The primary objective of this research is to understand the performance targets and ongoing performance of two buildings that were the subject of a new construction performance contract. Secondary objectives include examining the building performance information systems developed as part of the new construction performance contract and evaluating the role of the energy management and control system (EMCS) as a data acquisition tool to provide recommendations for future new construction projects. We examine the results of the performance contract in detail, and provide additional performance metrics that go beyond what was required in the performance contract. We found that the energy cost intensities (ECI) linked to the project ranged from $1.08/ft2 to $1.44/ft2. Changes in floor area, energy costs, rate schedules, and energy use complicate the evaluation of the performance because of the lack of tracking of underlying data and assumptions. Overall, Oakland has two large office buildings with relatively low-energy use (50 kBtu/ft2-yr site electricity and gas use). We compare this energy-use intensity with a number of related benchmarks. Additional end-use, HVAC performance, and diagnostics data are discussed.
Commissioning and Diagnostics-74

LBNL-50839
A New Guide for Commissioning Air Handling Systems: Using a Model Functional Test
M.A. Piette, N. Bourassa, T. Hassl, D. Sellers, H. Friedman, K. Gillespie
2002 ACEEE Summer Study on Energy Efficiency in Buildings
2002
Abstract: Functional tests are a set of detailed instructions for building commissioning that demand extensive HVAC system knowledge to write and perform. Understanding the energy use implications and theory behind the test procedures, estimating the costs and benefits of doing a particular test, implementing the tests correctly, and resolving problems require years of field experience. As part of a large research project now underway, a practical guide is being developed that communicates this knowledge. This paper presents the components and intended use of the Functional Testing Guide and Model Functional Test for Air Handling Systems. A series of model functional tests, starting at the outdoor air intake section and proceeding through the air handling unit, distribution system, and terminal equipment and ending at the exhaust air discharge point, are provided for many commonly installed air handling system configurations. The model functional tests contain advice for tailoring the test procedures to specific system configurations, desirable and undesirable testing outcomes, a calculation appendix, references to other resources, and examples of completed test forms. The guide is an educational resource, with background information that clarifies the principles behind testing configurations and results. The functional tests have been selected from an extensive commissioning test protocol library compiled by Pacific Gas and Electric in 2001. The guide also includes a design guideline for the selection of control and monitoring points and a design intent documentation form.
Commissioning and Diagnostics-73

LBNL-50733
GEMnet Status and Accomplishments: GSA"s Energy and Maintenance Network
M.A. Piette, S. Kinney, M. Levi, D. McBride, S. May
2002 ACEEE Summer Study on Energy Efficiency in Buildings
2002
Abstract: The US General Services Administration Pacific Rim Region (Region 9), manages over 20 million gross square feet of federally owned office space, plus additional leased office space, for the federal government in California, Nevada, Arizona, Hawaii and the Pacific territories. To assist in this real estate management the Pacific Rim Region is developing the GSA Energy and Maintenance Network, or GEMnet. GEMnet is a collection of information technology initiatives, including remote monitoring and control to reduce operational costs by improving energy efficiency, reducing peak demand, and optimizing maintenance in buildings. Ultimately the various systems use a common database platform. This paper describes the status and plans for GEMnet, focusing on how it compares with related monitoring and information technology currently used in non-residential buildings. This paper will also report on recent activities within the GEMnet purview, demand-shedding and retro-commissioning. For example, two large GSA office buildings in the San Francisco Bay Area participated in the California Independent System Operator (ISO) demand relief program (DRP) during the summer of 2001, shedding nearly 1 MW when called upon. In conjunction with the fielding of GEMnet related programs, a series of retro-commissioning projects is being implemented, scoped to the needs of particular buildings. Details on the BAS retro-commissioning at one building is presented.
Commissioning and Diagnostics-72

LBNL-50678
Field Testing of Component-Level Model-Based Fault Detection Methods for Mixing Boxes and VAV Fan Systems
P. Xu, P. Haves
2002 American Council for an Energy-Efficient Economy Summer Study on Energy Efficiency in Buildings
2002
Abstract: An automated fault detection and diagnosis tool for HVAC systems is being developed, based on an integrated, life-cycle, approach to commissioning and performance monitoring. The tool uses component-level HVAC equipment models implemented in the SPARK equation-based simulation environment. The models are configured using design information and component manufacturers" data and then fine-tuned to match the actual performance of the equipment by using data measured during functional tests of the sort using in commissioning. This paper presents the results of field tests of mixing box and VAV fan system models in an experimental facility and a commercial office building. The models were found to be capable of representing the performance of correctly operating mixing box and VAV fan systems and detecting several types of incorrect operation.
Commissioning and Diagnostics-66

LBNL-49977
Web-Based Energy Information Systems for Large Commercial Buildings
N. Motegi, M.A. Piette
10th National Conference on Building Commissioning
2002
Abstract: Energy Information Systems (EIS), which monitor and organize building energy consumption and related trend data over the Internet, have been evolving over the past decade. This technology helps perform key energy management functions such as organizing energy use data, identifying energy consumption anomalies, managing energy costs, and automating demand response strategies. During recent years numerous developers and vendors of EIS have been deploying these products in a highly competitive market. EIS offer various software applications and services for a variety of purposes. Costs for such system vary greatly depending on the system"s capabilities and how they are marketed. Some products are marketed directly to end users while others are made available as part of electric utility programs. EIS can be a useful tool in building commissioning and retro-commissioning.
This paper reviews more than a dozen EIS. We have developed an analytical framework to characterize the main features of these products, which are developed for a variety of utility programs and end-use markets. The purpose of this research is to evaluate EIS capabilities and limitations, plus examine longer-term opportunities for utilizing such technology to improve building energy efficiency and load management.
Commissioning and Diagnostics-51

LBNL-48629
Comparative Guide to Emerging Diagnostic Tools for Large Commercial HVAC Systems
H. Friedman, M.A. Piette
2001
Abstract: This guide compares emerging diagnostic software tools that aid detection and diagnosis of operational problems for large HVAC systems. We have evaluated six tools for use with energy management control system (EMCS) or other monitoring data. The diagnostic tools summarize relevant performance metrics, display plots for manual analysis, and perform automated diagnostic procedures. Our comparative analysis presents nine summary tables with supporting explanatory text and includes sample diagnostic screens for each tool.
Commissioning and Diagnostics-45

LBNL-48285
Demand Relief and Weather Sensitivity in Large California Commercial Office Buildings
S. Kinney, M.A. Piette, L. Gu, P. Haves
International Conference for Enhanced Building Operations (ICEBO)
2001
Abstract: A great deal of research has examined the weather sensitivity of energy consumption in commercial buildings; however, the recent power crisis in California has given greater importance to peak demand. Several new load-shedding programs have been implemented or are under consideration.
Historically, the target customers have been large industrial users who can reduce the equivalent load of several large office buildings. While the individual load reduction from an individual office building may be less significant, there is ample opportunity for load reduction in this area.
The load reduction programs and incentives for industrial customers may not be suitable for commercial building owners. In particular, industrial customers are likely to have little variation in load from day to day. Thus a robust baseline accounting for weather variability is required to provide building owners with realistic targets that will encourage them to participate in load shedding programs.
Commissioning and Diagnostics-43

LBNL-48284
Use of Whole Building Simulation in On-Line Performance Assessment: Modeling and Implementation Issues
P. Haves, T. Salsbury, D. Claridge, M. Liu
Seventh International IBPSA Conference Building Simulation 2001
2001
Abstract: The application of model-based performance assessment at the whole building level is explored. The information requirements for a simulation to predict the actual performance of a particular real building, as opposed to estimating the impact of design options, are addressed with particular attention to common sources of input error and important deficiencies in most simulation models. The role of calibrated simulations is discussed. The communication requirements for passive monitoring and active testing are identified and the possibilities for using control system communica-tions protocols to link on-line simulation and energy management and control systems are discussed. The potential of simulation programs to act as plug-and-play components on building control networks is discussed.
Commissioning and Diagnostics-42

LBNL-48149
Comparison of Chiller Models for Use in Model-Based Fault Detection
P. Sreedharan, P. Haves
International Conference for Enhanced Building Operations (ICEBO)
2001
Abstract: Selecting the model is an important and essential step in model based fault detection and diagnosis (FDD). Factors that are considered in evaluating a model include accuracy, training data requirements, calibration effort, generality, and computational requirements. The objective of this study was to evaluate different modeling approaches for their applicability to model based FDD of vapor compression chillers.
Three different models were studied: the Gordon and Ng Universal Chiller model (2nd generation) and a modified version of the ASHRAE Primary Toolkit model, which are both based on first principles, and the DOE-2 chiller model, as implemented in CoolToolsTM, which is empirical. The models were compared in terms of their ability to reproduce the observed performance of an older, centrifugal chiller operating in a commercial office building and a newer centrifugal chiller in a laboratory.
All three models displayed similar levels of accuracy. Of the first principles models, the Gordon-Ng model has the advantage of being linear in the parameters, which allows more robust parameter estimation methods to be used and facilitates estimation of the uncertainty in the parameter values. The ASHRAE Toolkit Model may have advantages when refrigerant temperature measurements are also available. The DOE-2 model can be expected to have advantages when very limited data are available to calibrate the model, as long as one of the previously identified models in the CoolTools library matches the performance of the chiller in question.
Commissioning and Diagnostics-41

LBNL-47966
Evaluation of Emerging Diagnostic Tools for Commercial HVAC Systems
H. Friedman, M.A. Piette
International Conference for Enhanced Building Operations (ICEBO)
2001
Abstract: This paper compares and evaluates the capabilities of six emerging diagnostic tools for commercial HVAC systems. We present a brief description of the diagnostic tools, and then focus on evaluating the features of the tools. We include the following six tools in our analysis: Architectural Energy Corporation?s ENFORMA? software, Facility Dynamics Engineering?s Performance And Continuous Re-commissioning Analysis Tool (PACRAT), Pacific Northwest National Laboratory?s Whole Building Diagnostician (WBD), Pacific Gas and Electric?s Universal Translator, UC Berkeley?s Fan System Tools, and Silicon Energy?s Enterprise Energy Management Suite. The air-side economizer operation is the most common diagnostic across the tools, so this diagnostic function is evaluated in detail. We outline the key strengths and weaknesses of each tool, while keeping in mind the tool intent and current extent of commercialization. Each tool has unique features for data management and analysis, which can be beneficial for different applications and users.
Commissioning and Diagnostics-39

LBNL-47699
EMCS and Time-Series Energy Data Analysis in a Large Government Office Building
M.A. Piette, S. Kinney, H. Friedman
9th National Conference on Building Commissioning
2001
Abstract: Energy Management Control System (EMCS) data are an underutilized source of information on the performance of commercial buildings. Newer EMCS"s have the ability and storage capacity to trend large amounts of data and perform preliminary analyses; however, these features often receive little or no use, as operators are generally not trained in data management, visualization, and analysis. Whole-building hourly electric-utility data are another readily available and underutilized source of information. This paper outlines the use of EMCS and utility data to evaluate the performance of the Ronald V. Dellums Federal Building in Oakland, California, a large office building operated by the Federal General Services Administration (GSA). The project began as an exploratory effort at Lawrence Berkeley National Laboratory (LBNL) to examine the procedures operators were using to obtain information and operate their buildings. Trending capabilities were available, but in limited use by the operators. LBNL worked with the building operators to use EMCS to trend one-minute data for over one-hundred points. Hourly electricity-use data were also used to understand usage patterns and peak demand. The paper describes LBNL"s key findings in the following areas:
- Characterization of cooling plant operationss
- Characterization of economizer performance
- Analysis of annual energy use and peak demand operationss
- Techniques, strengths, and shortcomings of EMCS data analysis
- Future plans at the building for web-based remote monitoring and diagnostics
These findings have helped GSA develop strategies for peak demand reduction in this and other GSA buildings. Such activities are of great interest in California and elsewhere, where electricity reliability and demand are currently problematic. Overall, though the building?s energy use is fairly low, significant energy savings are available by improving the existing EMCS control strategies.
Commissioning and Diagnostics-38

LBNL-47698
Comparison of Emerging Diagnostic Tools for Large Commercial HVAC Systems
H. Friedman, M.A. Piette
9th National Conference on Building Commisioning
2001
Abstract: Diagnostic software tools for large commercial buildings are being developed to help detect and diagnose energy and other performance problems with building operations. These software applications utilize energy management control system (EMCS) trend log data. Due to the recent development of diagnostic tools, there has been little detailed comparison among the tools and a limited awareness of tool capabilities by potential users. Today, these diagnostic tools focus mainly on air handlers, but the opportunity exists for broadening the scope of the tools to include all major parts of heating, cooling, and ventilation systems in more detail. This paper compares several tools in the following areas:
Scope, intent, and background
- Data acquisition, pre-processing, and management
- Problems detected
- Raw data visualization
- Manual and automated diagnostic methods
- Level of automation
This comparison is intended to provide practitioners and researchers with a picture of the current state of diagnostic tools. There is tremendous potential for these tools to help improve commercial building energy and non-energy performance.
Commissioning and Diagnostics-32

LBNL-46376
Innovation Adoption Processes for Third Party Property Management Companies
C. Shockman, M.A. Piette
2000 ACEEE Summer Study on Energy Efficiency in Buildings, Efficiency and Sustainability
2000
Abstract: Innovation adoption studies have never been applied to third party property management companies. These companies manage buildings for a fee as their primary business. Property management companies are influential in the adoption process for new technologies because they act as gatekeepers for technical information. This study analyzes radical and routine adoption process that are found in large, professionally operated property management companies. The process is explicated. The technical managers, and their role as technology gate keepers, are described. The distinction to the technical managers between routine and radical technology is that routine technologies do something in a new way and radical technologies do something new. Observations concerning evaluation and adoption of information technologies are described. The findings suggest methods of successfully tailoring and introducing technologies to this market.
Commissioning and Diagnostics-31

LBNL-46038
Analysis of an Information Monitoring and Diagnostic System to Improve Building Operations
M.A. Piette, S. Kinney, P. Haves
2000
Abstract: This paper discusses a demonstration of a technology to address the problem that buildings do not perform as well as anticipated during design. We partnered with an innovative building operator to evaluate a prototype Information Monitoring and Diagnostic System (IMDS). The IMDS consists of a set of high-quality sensors, data acquisition software and hardware, and data visualization software, including a web-based remote access system, that can be used to identify control problems and equipment faults. The information system allowed the operators to make more effective use of the building control system, freeing up time to take care of other tenant needs. They report observing significant improvements in building comfort, potentially improving tenant health and productivity. The reduction in the labor costs to operate the building is about $20,000 per year, which alone could pay for the information system in about five years. A control system retrofit based on findings from the information system is expected to reduce energy use by 20 percent over the next year, worth over $30,000 per year in energy cost savings. The operators are recommending that similar technology be adopted in other buildings.
Commissioning and Diagnostics-30

LBNL-45949
Model-Based Performance Monitoring: Review of Diagnostic Methods and Chiller Case Study
P. Haves, S. Khalsa
ACEEE 2000 Summer Study on Energy Efficiency in Buildings
2000
Abstract: The paper commences by reviewing the variety of technical approaches to the problem of detecting and diagnosing faulty operation in order to improve the actual performance of buildings. The review covers manual and automated methods, active testing and passive monitoring, the different classes of models used in fault detection, and methods of diagnosis. The process of model-based fault detection is then illustrated by describing the use of relatively simple empirical models of chiller energy performance to monitor equipment degradation and control problems. The CoolTools??? chiller model identification package is used to fit the DOE-2 chiller model to on-site measurements from a building instrumented with high quality sensors. The need for simple algorithms to reject transient data, detect power surges and identify control problems is discussed, as is the use of energy balance checks to detect sensor problems. The accuracy with which the chiller model can be expected to predict performance is assessed from the goodness of fit obtained and the implications for fault detection sensitivity and sensor accuracy requirements are discussed. A case study is described in which the model was applied retroactively to high-quality data collected in a San Francisco office building as part of a related project (Piette et al. 1999).
Commissioning and Diagnostics-26

LBNL-45567
Use of an Information Monitoring and Diagnostic System to Improve Building Operations
M.A. Piette, S. Khalsa, P. Haves
2000 ACEEE Summer Study on Energy Efficiency in Buildings, Efficiency and Sustainability
2000
Abstract: This paper discusses a demonstration of a technology to address the problem that buildings do not perform as well as anticipated during design. We partnered with an innovative building operator to evaluate a prototype Information Monitoring and Diagnostic System (IMDS). The IMDS consists of a set of high-quality sensors, data acquisition software and hardware, and data visualization software, including a web-based remote access system that can be used to identify control problems and equipment faults. The IMDS allowed the operators to make more effective use of the control system, freeing up time to take care of other tenant needs. The operators report observing significant improvements in building comfort, potentially improving tenant health and productivity. Reduction in hours to operate the building are worth about $20,000 per year, which alone could pay for the IMDS in about five years. A control system retrofit based on findings from the IMDS is expected to reduce energy use by 20 percent over the next year, worth over $30,000 per year in energy cost savings. The operators recommend that similar technology be adopted in other buildings. While the current IMDS is oriented toward manual, human-based diagnostic techniques, we also evaluated automated diagnostic techniques. Strategies for utilizing results from this demonstration to influence commercial building performance monitoring for commissioning and operations will be discussed.
Commissioning and Diagnostics-22

LBNL-44453
Performance Assessment and Adoption Processes of an Information Monitoring and Diagnostic System Prototype
M.A. Piette, S. Kinney, P. Haves, P. Rumsey, K. Kinney, E.L. Lee, A. Sebald, K. Chellapilla, C. Shockman
1999
Abstract: This report addresses the problem that buildings do not perform as well as anticipated during design. We partnered with an innovative building operator to evaluate a prototype Information Monitoring and Diagnostic System (IMDS). The IMDS consists of high-quality measurements archived each minute, a data visualization tool, and a web-based capability. The operators recommend similar technology be adopted in other buildings. The IMDS has been used to identify and correct a series of control problems. It has also allowed the operators to make more effective use of the building control system, freeing up time to take care of other tenant needs. They believe they have significantly improved building comfort, potentially improving tenant health, and productivity. The reduction in hours to operate the building are worth about $20,000 per year, which could pay for the IMDS in about five years. A control system retrofit based on findings from the IMDS is expected to reduce energy use by 20 percent over the next year, worth over $30,000 per year. The main conclusion of the model-based chiller fault detection work is that steady-state models can be used as reference models to monitor chiller operation and detect faults. The ability of the IMDS to measure cooling load and chiller power to one-percent accuracy with a one-minute sampling interval permits detection of additional faults. Evolutionary programming techniques were also evaluated, showing promise in the detection of patterns in building data. We also evaluated two technology adoption processes, radical and routine. In routine adoption, managers enhance features of existing products that are already well understood. In radical adoption, innovative building managers introduce novel technology into their organizations without using the rigorous payback criteria used in routine innovations.
Commissioning and Diagnostics-20

LBNL-42238
Early Results and Field Tests of an Information Monitoring and Diagnostic System for Commercial Buildings: Phase 2 Project Report
M.A. Piette, S. Khalsa, P. Rumsey, K. Kinney, L.E. Lock, A. Sebald, C. Shockman
1998
Abstract: Large commercial buildings generally do not operate at optimal levels of energy efficiency. Performance monitoring projects have shown whole-building energy savings of 20% or more through improved operation and maintenance (O&M) practices. The opportunity for O&M savings is related to many problems, such as the lack of initial commissioning and the lack of feedback available from controls systems on the performance of building systems and components. Even greater energy savings can be achieved with aggressive retrofits.
This report discusses Phase 2 of a multi-year, multi-institutional project to develop and demonstrate an Information Monitoring and Diagnostics System (IMDS). The first phase of the project was a detailed scoping study which included identifying both a group of innovative property managers for collaboration and their most important O&M problems. The key problem we identified is that building operators lack good information on major building systems. Phase 1 concluded that information tools currently in use in these buildings limit building managers" ability to assess their O&M practices in a comprehensive manner. We found systemic problems associated with the lack of feedback available from current Energy Management and Control Systems (EMCS). Today"s EMCSs are designed for control, with extremely limited capabilities in sensing, archiving, data analysis, diagnostics, and data visualization.
Based on Phase 1 we defined the following objectives for the remainder of the project:
- To save 15% of the energy used in a large commercial building by applying sophisticated monitoring and data visualization techniques, with generalized rules to identify and correct problems in various building system, and
- To develop diagnostic tools and data sets which create a specification for a diagnostics system.
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